All filing guides

New Entrant Safety Audit

New carriers get a safety audit within their first 12 months to confirm basic safety-management systems are in place.

Filed with
FMCSA / state auditor
Cost
Free
Time
A few hours of prep; often document-based

What you'll need

  • Driver qualification files
  • Drug & alcohol program records
  • Hours-of-service / ELD records
  • Maintenance records and an accident register
  • Proof of insurance

Step by step

  1. 1

    Build your safety files early

    DQ files, drug/alcohol consortium enrollment, HOS/ELD, maintenance, and an accident register.

  2. 2

    Respond to the audit request

    It may be handled online or in person.

  3. 3

    Provide your records

    Show your basic safety-management systems are working.

  4. 4

    Fix any findings

    You have time to correct issues and stay in the program.

Worth knowing

  • Missing a drug & alcohol program or DQ files is the most common failure — set them up before you haul.
Official source: FMCSA New Entrant program

Fact-checked June 2026. Fees, screens, and dates change — always reconfirm at the official source at filing time.

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